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Kyungpook Mathematical Journal 2017; 57(3): 441-455

Published online September 23, 2017

Copyright © Kyungpook Mathematical Journal.

On the Fine Spectrum of the Lower Triangular Matrix B(r; s) over the Hahn Sequence Space

Rituparna Das

Department of Mathematics, Sikkim Manipal Institute of Technology, Sikkim 737136, India

Received: January 6, 2017; Accepted: June 14, 2017

In this article we have determined the spectrum and fine spectrum of the lower triangular matrix B(r, s) on the Hahn sequence space h. We have also determined the approximate point spectrum, the defect spectrum and the compression spectrum of the operator B(r, s) on the sequence space h.

Keywords: spectrum of an operator, matrix mapping, sequence space

By w, we denote the space of all real or complex valued sequences. Throughout the paper c, c0, bv, cs, bs, ℓ1, ℓ represent the spaces of all convergent, null, bounded variation, convergent series, bounded series, absolutely summable and bounded sequences respectively. Also bv0 denotes the sequence space bvc0.

Fine spectra of various matrix operators on different sequence spaces have been examined by several authors. Fine spectrum of the operator Δa;b on the sequence space c was determined by Akhmedov and El-Shabrawy [1]. The fine spectra of the Cesàro operator C1 over the sequence space bvp, (1 ≤ p < ∞) was determined by Akhmedov and Başar [2]. Altay and Başar [3, 4] determined the fine spectrum of the difference operator Δ and the generalized difference operator B(r, s) on the sequence spaces c0 and c. The spectrum and fine spectrum of the Zweier Matrix on the sequence spaces ℓ1 and bv were studied by Altay and Karakuş [5]. Altun [6, 7] determined the fine spectra of triangular Toeplitz operators and tridiagonal symmetric matrices over some sequence spaces. Furkan, Bilgiç and Kayaduman [14] have determined the fine spectrum of the generalized difference operator B(r, s) over the sequence spaces ℓ1 and bv. Fine spectra of operator B(r, s, t) over the sequence spaces ℓ1 and bv and generalized difference operator B(r, s) over the sequence spaces ℓp and bvp, (1 ≤ p < ∞) were studied by Bilgiç and Furkan [11, 12]. Furkan, Bilgiç and Altay [15] have studied the fine spectrum of operator B(r, s, t) over the sequence spaces c0 and c. Fine spectrum of the operator B(r, s, t) over the sequence spaces ℓp and bvp, (1 ≤ p < ∞) were studied by Furkan, Bilgiç and Başar [16]. The spectrum of the operator D(r, 0, 0, s) over the sequence space bv0 was investigated by Tripathy and Paul [30]. Tripathy and Paul [29, 31] also determined the spectrum of the operators D(r, 0, 0, s) and D(r, 0, s, 0, t) over the sequence spaces ℓp and bvp, (1 ≤ p < ∞). Fine spectrum of the generalized difference operator Δv on the sequence space ℓ1 was investigated by Srivastava and Kumar [26]. Panigrahi and Srivastava [23, 24] studied the spectrum and fine spectrum of the second order difference operator Δuv2 on the sequence space c0 and generalized second order forward difference operator Δuvw2 on the sequence space ℓ1. Fine spectra of upper triangular double-band matrix U(r, s) over the sequence spaces c0 and c were studied by Karakaya and Altun [20]. Karaisa and Başar [19] have determined the spectrum and fine spectrum of the upper traiangular matrix A(r, s, t) over the sequence space ℓp, (0 < p < ∞). Dündar and Başar [13] have studied the fine spectrum of the linear operator Δ+ defined by an upper triangle double band matrix acting on the sequence space c0 with respect to the Goldberg’s classification. Başar, Durna and Yildirim [9] subdivided the spectra for some generalized difference operators over certain sequence spaces. Başar [10] also determined the spectrum and fine spectrum of some particular limitation matrices over some sequence spaces. Tripathy and Das [27, 28] have studied the fine spectrum of the matrix operators B(r, 0, s) and U(r, s) over the sequence space cs. The fine spectrum of the forward difference operator on the Hahn sequence space h was determined by Yeşilkayagil and Kirişci [33].

The Hahn sequence space is defined as

h={x=(xn)w:k=1kΔxk<         and         limkxk=0},

where Δxk = xkxk+1, for all k ∈ ℕ. This space was defined and studied to some general properties by Hahn [18]. The norm xh=k=1kΔxk+supkxk on the space h was defined by Hahn [18]. Rao ( [25], Proposition 2.1) defined a new norm on h given by xh=k=1kΔxk. Many other authors also investigated various properties of the Hahn sequence space.

In this paper, we shall determine the spectrum and fine spectrum of the lower triangular matrix B(r, s) on the Hahn sequence space h. Also we determine the approximate point spectrum, the defect spectrum and the compression spectrum of the operator B(r, s) on the sequence space h.

Let X and Y be Banach spaces and T : XY be a bounded linear operator. By R(T), we denote the range of T, i.e.

R(T)={yY:y=Tx,xX}.

By B(X), we denote the set of all bounded linear operators on X into itself. If TB(X), then the adjoint T* of T is a bounded linear operator on the dual X* of X defined by (T*f)(x) = f(Tx), for all fX* and xX. Let X ≠ {θ} be a complex normed linear space, where θ is the zero element and T : D(T) → X be a linear operator with domain D(T) ⊆ X. With T, we associate the operator

Tλ=T-λI,

where λ is a complex number and I is the identity operator on D(T). If Tλ has an inverse which is linear, we denote it by Tλ-1, that is Tλ-1=(T-λI)-1,

and call it the resolvent operator of T.

A regular valueλ of T is a complex number such that

  • (R1) Tλ-1 exists,

  • (R2) Tλ-1 is bounded

  • (R3) Tλ-1 is defined on a set which is dense in X i.e. R(Tλ)¯=X.

The resolvent set of T, denoted by ρ(T,X), is the set of all regular values λ of T. Its complement σ(T,X) = ℂρ(T,X) in the complex plane ℂ is called the spectrum of T. Furthermore, the spectrum σ(T,X) is partitioned into three disjoint sets as follows:

The point(discrete) spectrumσp(T,X) is the set of all λ ∈ ℂ such that Tλ-1 does not exist. Any such λσp(T,X) is called an eigenvalue of T.

The continuous spectrumσc(T,X) is the set of all λ ∈ ℂ such that Tλ-1 exists and satisfies (R3), but not (R2), that is, Tλ-1 is unbounded.

The residual spectrumσr(T,X) is the set of all λ ∈ ℂ such that Tλ-1 exists (and may be bounded or not), but does not satisfy (R3), that is, the domain of Tλ-1 is not dense in X.

From Goldberg [17], if X is a Banach space and TB(X), then there are three possibilities for R(T) and T−1:

  • R(T) = X,

  • R(T)R(T)¯=X

  • R(T)¯X

  • and

    • T−1 exists and is continuous,

    • T−1 exists but is discontinuous,

    • T−1 does not exist.

    If these possibilities are combined in all possible ways, nine different states are created which may be shown as in Table 1.

    These are labeled by: I1, I2, I3, II1, II2, II3, III1, III2 and III3. If λ is a complex number such that TλI1 or TλI2, then λ is in the resolvent set ρ(T,X) of T. The further classification gives rise to the fine spectrum of T. If an operator is in state II2, then R(Tλ)R(Tλ)¯=X and Tλ-1 exists but is discontinuous and we write λII2σ(T,X). The state II1 is impossible as if Tλis injective, then from Kreyszig [[22], Problem 6, p.290] Tλ-1 is bounded and hence continuous if and only if R(Tλ) is closed.

    Again, following Appell et al. [8], we define the three more subdivisions of the spectrum called as the approximate point spectrum, defect spectrum and compression spectrum.

    Given a bounded linear operator T in a Banach space X, we call a sequence (xk) in X as a Weyl sequence for T if ||xk|| = 1 and ||Txk|| → 0 as k → ∞.

    The approximate point spectrum of T, denoted by σap(T,X), is defined as the set

    σap(T,X)={λ:thereexistsaWeylsequenceforT-λI}

    The defect spectrum of T, denoted by σδ(T,X), is defined as the set

    σδ(T,X)={λ:T-λI         isnotsurjective}

    The two subspectra given by the relations (2.1) and (2.2) form a (not necessarily disjoint) subdivisions

    σ(T,X)=σap(T,X)σδ(T,X)

    of the spectrum. There is another subspectrum

    σco(T,X)={λ:R(T-λI)¯X}

    which is often called the compression spectrum of T. The compression spectrum gives rise to another (not necessarily disjoint) decomposition

    σ(T,X)=σap(T,X)σco(T,X)

    Clearly, σp(T,X) ⊆ σap(T,X) and σco(T,X) ⊆ σδ(T,X). Moreover, it is easy to verify that

    σr(T,X)=σco(T,X)σp(T,X)         andσc(T,X)=σ(T,X)[σp(T,X)σco(T,X)]

    By the definitions given above, we can illustrate the subdivisions of spectrum of a bounded linear operator in Table 2.

    Proposition 2.1. (Appell et al. [8], Proposition 1.3, p. 28)

    Spectra and subspectra of an operator TB(X) and its adjoint T*B(X*) are related by the following relations:

    • σ(T*,X*) = σ(T,X).

    • σc(T*,X*) ⊆ σap(T,X).

    • σap(T*,X*) = σδ(T,X).

    • σδ(T*,X*) = σap(T,X).

    • σp(T*,X*) = σco(T,X).

    • σco(T*,X*) ⊇ σp(T,X).

    • σ(T,X) = σap(T,X) ∪ σp(T*,X*) = σp(T,X) ∪ σap(T*,X*).

    The relations (c)–(f) show that the approximate point spectrum is in a certain sense dual to defect spectrum, and the point spectrum dual to the compression spectrum. Part (g) of Proposition 2.1 implies, in particular, that σ(T,X) = σap(T,X) if X is a Hilbert space and T is normal. Roughly speaking, this shows that normal (in particular, self-adjoint) operators on Hilbert spaces are most similar to matrices in finite dimensional spaces (Appell et al. [8]).

    Let E and F be two sequence spaces and A = (ank) be an infinite matrix of real or complex numbers ank, where n, k ∈ ℕ. Then, we say that A defines a matrix mapping from E into F, and we denote it by A : EF, if for every sequence x = (xk) ∈ E, the sequence Ax = {(Ax)n}, the A-transform of x, is in F, where

    (Ax)n=k=1ankxk,         n.

    By (E : F), we denote the class of all matrices such that A : EF. Thus, A ∈ (E : F) if and only if the series on the right hand side of (2.7) converges for each n ∈ ℕ and every xE and we have Ax = {(Ax)n}n∈ℕF for all xE.

    The matrix B(r, s) is an infinite lower triangular matrix of the form

    B(r,s)=(r000sr000sr000sr)

    where s ≠ 0.

    The following results will be used in order to establish the results of this article.

    Lemma 2.1

    Kirişci [21], Theorem 3.5) The matrix A = (ank) gives rise to a bounded linear operator TB(h) from h to itself if and only if:

    • n=1n(ank-an+1,k)converges, for each k,

    • supk1kn=1n|v=1k(anv-an+1,v)|<,

    • limnank=0, for each k.

    Lemma 2.2. (Goldberg [17], Page 59)

    T has a dense range if and only if T*is one to one.

    Lemma 2.3. (Goldberg [17], Page 60)

    T has a bounded inverse if and only if T*is onto.

    Theorem 3.1

    B(r, s) : hh is a bounded linear operator and

    B(r,s)(h:h)r+s.
    Proof

    From Lemma 2.1, B(r, s) : hh is a bounded linear operator on h if

    • n=1n(ank-an+1,k)| converges, for each k,

    • supk1kn=1n|v=1k(anv-an+1,v)<,

    • limnank=0, for each k,

    where

    B(r,s)=(ank)=(r000sr000sr000sr)

    For each k, it is clear that limnank=0. Also for each k, n=1n(ank-an+1,k) is finite and so is convergent. It is easy to show that, for each k

    1kn=1n|v=1k(anv-an+1,v)|r+(1+2k)s

    and so

    supk1kn=1n|v=1k(anv-an+1,v)|r+3s<.

    Now,

    B(r,s)(x)h=k=1k(sxk+rxk+1)-(sxk+1+rxk+2)=k=1ks(xk-xk+1)+r(xk+1-xk+2)sk=1k(xk-xk+1)+rk=1k(xk+1-xk+2)(s+r)   xh

    and hence, || B(r, s) ||(h:h)≤ |r| + |s|. Hence the result.

    Theorem 3.2

    The spectrum of the operator B(r, s) over h is given by

    σ(B(r,s),h)={α:α-rs}.
    Proof

    We prove this theorem by showing that (B(r, s) − αI)−1 exists and is in (h : h) for |αr| > |s|, and then show that the operator B(r, s) − αI is not invertible for |αr| ≤ |s|.

    Let α be such that |αr| > |s|. Since s ≠ 0 we have αr and so B(r, s)−αI is a triangle, therefore (B(r, s) − αI)−1 exists. Let y = (yn) ∈ h. On solving (B(r, s) − αI)x = y for x in terms of y we get

    (B(r,s)-αI)-1=(bnk)=(1r-α000-s(r-α)21r-α00s2(r-α)3-s(r-α)21r-α0-s3(r-α)4s2(r-α)3-s(r-α)21r-α)

    From Lemma 2.1, (B(r, s) − αI)−1 will be a bounded linear operator on h if

    • n=1n(bnk-bn+1,k) converges, for each k,

    • supk1kn=1n|v=1k(bnv-bn+1,v)|<,

    • limnbnk=0, for each k.

    For each k, we get

    bnk=(-s)n-k(r-α)n-k+1=1r-α(-sr-α)n-k

    Since |αr| > |s|, so for each k, limnbnk=0. For each k, it is easy to show that

    n=1n(bnk-bn+1,k)(2k-1)1r-α+(2k+1)sr-α2+(2k+3)s2r-α3+

    Now for a fixed k, considering 2k − 1 = a, from above we get

    n=1n(bnk-bn+1,k)a1r-α+(a+2)sr-α2+(a+4)s2r-α3+=ar-α(1+sr-α+s2r-α2+)+2r-α(sr-α+2s2r-α2+3s3r-α3+)

    Since |αr| > |s|, therefore the two series

    1+sr-α+s2r-α2+         and         sr-α+2s2r-α2+3s3r-α3+

    are convergent and converge to 11-sr-α and sr-α(1-sr-α)2 respectively. Therefore, n=1n(bnk-bn+1,k) converges, for each k. Also, for each k, it is easy to show that

    1kn=1n|v=1k(bnv-bn+1,v)|1r-α+(1+2k)sr-α2+(1+4k)s2r-α3+1r-α+3sr-α2+5s2r-α3+

    Since |αr| > |s|, so by D’Alembert’s ratio test it is easy to show that the series 1r-α+3sr-α2+5s2r-α3+ is convergent and therefore we have,

    supk1kn=1n|v=1k(bnv-bn+1,v)|<.

    So, by Lemma 2.1, (B(r, s) − αI)−1 is in (h : h). This shows that σ(B(r, s), h) ⊆ {α ∈ ℂ : |αr| ≤ |s|}.

    Now, let α ∈ ℂ be such that |αr| ≤ |s|. If αr, then B(r, s) − αI is a triangle and hence, (B(r, s) − αI)−1 exists. Let y = (1, 0, 0, 0, …). Then yh. Now, (B(r, s) − αI)−1y = x gives

    xn=(-s)n-1(r-α)n.

    Since |αr| ≤ |s|, so the sequence (xn) does not converge to 0 and so, x = (xn)/∈ h. Therefore, (B(r, s)−αI)−1 is not in (h : h) and so ασ(B(r, s), h). If α = r, then the operator B(r, s) − αI is represented by the matrix

    B(r,s)-αI=(0000s0000s0000s0)

    Since, the range of B(r, s) − αI is not dense, so ασ(B(r, s), h). Hence,

    {α:α-rs}σ(B(r,s),h).

    This completes the proof.

    Theorem 3.3

    The point spectrum of the operator B(r, s) over h is given by

    σp(B(r,s),h)=.
    Proof

    Let α be an eigenvalue of the operator B(r, s). Then there exists xθ = (0, 0, 0, …) in h such that B(r, s)x = αx. Then, we have

    rx1=αx1sx1+rx2=αx2sx2+rx3=αx3sxn+rxn+1=αxn+1},

    where n ≥ 1. If xk is the first non-zero entry of the sequence (xn), then α = r. Then from the relation sxk + rxk+1 = αxk+1, we have sxk = 0. But s ≠ 0 and hence, xk = 0, a contradiction. Hence, σp(B(r, s), h) = .

    If T : hh is a bounded linear operator represented by a matrix A, then it is known that the adjoint operator T*: h*h* is defined by the transpose At of the matrix A. It should be noted that the dual space h* of h is isometrically isomorphic to the Banach space σ={x=(xk)w:supn1n|k=1nxk|<}.

    Theorem 3.4

    The point spectrum of the operator B(r, s)*over h*is given by

    σp(B(r,s)*,h*σ)={α:α-r<s}.
    Proof

    Let α be an eigenvalue of the operator B(r, s)*. Then there exists xθ = (0, 0, 0, …) in σ such that B(r, s)*x = αx. Then, we have

    B(r,s)tx=αxrx1+sx2=αx1rx2+sx3=αx2rxn+sxn+1=αxn},

    where n ≥ 1. Solving, we get

    xn=(α-rs)n-1x1,         n1.

    and so, sup supn1n|k=1nxk|< if and only if |αr| < |s|. Hence, σp(B(r, s)*, h*σ) = {α ∈ ℂ : |αr| < |s|}.

    Theorem 3.5

    The residual spectrum of the operator B(r, s) over h is given by

    σr(B(r,s),h)={α:α-r<s}.
    Proof

    From part (e) of Propostion 2.1 and relation (2.5), we get

    σr(B(r,s),h)=σp(B(r,s)*,h*)σp(B(r,s),h).

    So we get the required result by using Theorem 3.3 and Theorem 3.4.

    Theorem 3.6

    The continuous spectrum of the operator B(r, s) over h is given by

    σc(B(r,s),h)={α:α-r=s}.
    Proof

    Since, σ(B(r, s), h) is the disjoint union of σp(B(r, s), h), σr(B(r, s), h) and σc(B(r, s), h), therefore, by Theorem 3.2, Theorem 3.3 and Theorem 3.5, we get σc(B(r, s), h) = {α ∈ ℂ : |αr| = |s|}.

    Theorem 3.7

    Ifα = r, thenαIII1σ(B(r, s), h).

    Proof

    If α = r, the range of B(r, s) − αI is not dense. So, from Table 2 and Theorem 3.3, we have ασr(B(r, s), h). From Table 2,

    σr(B(r,s),h)=III1σ(B(r,s),h)III2σ(B(r,s),h).

    Therefore, αIII1σ(B(r, s), h) or αIII2σ(B(r, s), h). Also for α = r,

    B(r,s)-αI=(0000s0000s0000s0)

    It is easy to show that the operator (B(r, s) − αI)* : σσ is onto. So by Lemma 2.3 we get the operator B(r, s)−αI has a bounded inverse. This completes the theorem.

    Theorem 3.8

    Ifαr andασr(B(r, s), h), thenαIII2σ(B(r, s), h).

    Proof

    Let αr. Since, ασr(B(r, s), h), therefore, from Table 2,

    αIII1σ(B(r,s),h)         or         αIII2σ(B(r,s),h).

    Now, ασr(B(r, s), h) implies that |αr| < |s|. Therefore, for each k, the sequence (bnk)n in Theorem 3.2 does not converge to 0 as n → ∞ and hence, the operator B(r, s)−αI has no bounded inverse. Therefore, αIII2σ(B(r, s), h).

    Theorem 3.9

    Ifασc(B(r, s), h), thenαII2σ(B(r, s), h).

    Proof

    If ασc(B(r, s), h), then |αr| = |s|. Therefore, for each k, the sequence (bnk)n in Theorem 3.2 does not converge to 0 as n → ∞ and hence, the operator B(r, s) − αI has no bounded inverse. So, α satisfies Goldberg’s condition 2.

    Now we shall show that the operator B(r, s) − αI is not onto. Let y = (yn) = (1, 0, 0, 0, …). Clearly, (yn) ∈ h. Let x = (xn) be a sequence such that (B(r, s) − αI)x = y. On solving, we get

    xn=(-s)n-1(r-α)n.

    Since, |αr| = |s| so the sequence {xn} does not converge to 0 as n → ∞ and so, x = (xn)/∈ h. Hence the operator B(r, s) − αI is not onto. So, α satisfies Goldberg’s condition II. This completes the proof.

    Theorem 3.10

    The approximate point spectrum of the operator B(r, s) over h is given by

    σap(B(r,s),h)={α:α-rs}{r}.
    Proof

    From Table 2,

    σap(B(r,s),h)=σ(B(r,s),h)III1σ(B(r,s),h).

    By Theorem 3.7, III1σ(B(r, s), h) = {r}. This completes the proof.

    Theorem 3.11

    The compression spectrum of the operator B(r, s) over h is given by

    σco(B(r,s),h)={α:α-r<s}.
    Proof

    From part (e) of Proposition 2.1, we get

    σp(B(r,s)*,h*)=σco(B(r,s),h).

    Using Theorem 3.4, we get the required result.

    Theorem 3.12

    The defect spectrum of the operator B(r, s) over h is given by

    σδ(B(r,s),h)={α:α-rs}.
    Proof

    From Table 2, we have

    σδ(B(r,s),h)=σ(B(r,s),h)I3σ(B(r,s),h).

    Also,

    σp(B(r,s),h)=I3σ(B(r,s),h)II3σ(B(r,s),h)III3σ(B(r,s),h).

    By Theorem 3.3, we have σp(B(r, s), h) = and so I3σ(B(r, s), h) = . Hence, σδ(B(r, s), h) = {α ∈ ℂ : |αr| ≤ |s|}.

    Theorem 3.13

    The following statements hold:

    • σap(B(r, s)*, h*σ) = {α ∈ ℂ : |αr| ≤ |s|}.

    • σδ (B(r, s)*, h*σ) = {α ∈ ℂ : |αr| ≤ |s|}{r}.

    Proof

    From parts (c) and (d) of Proposition 2.1, we get

    σap(B(r,s)*,h*σ)=σδ(B(r,s),h)

    and

    σδ(B(r,s)*,h*σ)=σap(B(r,s),h).

    Using Theorem 3.10 and Theorem 3.12, we get the required results.

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